TORTOISE ENERGY CAP CORP

CUSIP: 89147U100 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 7,054 Value ($000) $230 Avg Close — Range —
Q2 2013
Shares 6,054 Value ($000) $209 Avg Close — Range —