TORTOISE ENERGY CAP CORP

CUSIP: 89147U100 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 23,041 Value ($000) $764 Avg Close — Range —
Q4 2013
Shares 25,981 Value ($000) $848 Avg Close — Range —
Q3 2013
Shares 29,502 Value ($000) $944 Avg Close — Range —
Q2 2013
Shares 35,187 Value ($000) $1,217 Avg Close — Range —