TOWER FINANCIAL CORP

CUSIP: 891769101 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 7,943 Value ($000) $197 Avg Close — Range —
Q4 2013
Shares 3,900 Value ($000) $97 Avg Close — Range —
Q3 2013
Shares 10,000 Value ($000) $232 Avg Close — Range —