TRACON PHARMACEUTICALS INC

CUSIP: 89237H100 Class: COM

QVT Financial LP's Holding History (CIK: 0001290162)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 23,351 Value ($000) $15 Avg Close — Range —
Q3 2018
Shares 23,351 Value ($000) $48 Avg Close — Range —
Q2 2018
Shares 23,351 Value ($000) $63 Avg Close — Range —
Q1 2018
Shares 45,869 Value ($000) $102 Avg Close — Range —
Q4 2017
Shares 124,966 Value ($000) $397 Avg Close — Range —
Q3 2017
Shares 308,227 Value ($000) $916 Avg Close — Range —
Q2 2017
Shares 339,539 Value ($000) $815 Avg Close — Range —
Q1 2017
Shares 339,539 Value ($000) $1,273 Avg Close — Range —
Q4 2016
Shares 381,477 Value ($000) $1,711 Avg Close — Range —
Q3 2016
Shares 334,206 Value ($000) $2,014 Avg Close — Range —
Q2 2016
Shares 363,292 Value ($000) $1,411 Avg Close — Range —
Q1 2016
Shares 363,292 Value ($000) $2,306 Avg Close — Range —
Q4 2015
Shares 363,292 Value ($000) $3,357 Avg Close — Range —
Q3 2015
Shares 363,292 Value ($000) $3,549 Avg Close — Range —
Q2 2015
Shares 368,330 Value ($000) $4,104 Avg Close — Range —
Q1 2015
Shares 368,330 Value ($000) $5,001 Avg Close — Range —