TRANSALTA CORP

Ticker: TAC CUSIP: 89346D107 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 12,357 Value ($000) $55 Avg Close $4.66 Range $4.23 - $5.35
Q2 2016
Shares 19,571 Value ($000) $102 Avg Close $5.06 Range $4.42 - $5.62
Q1 2016
Shares 29,966 Value ($000) $140 Avg Close $3.87 Range $2.54 - $4.72
Q4 2015
Shares 40,862 Value ($000) $145 Avg Close $4.32 Range $2.99 - $5.54
Q3 2015
Shares 32,697 Value ($000) $152 Avg Close $5.70 Range $4.21 - $7.82
Q2 2015
Shares 25,653 Value ($000) $198 Avg Close $9.00 Range $7.70 - $10.38
Q1 2015
Shares 13,726 Value ($000) $128 Avg Close $9.08 Range $8.54 - $9.77
Q3 2014
Shares 391,100 Value ($000) $4,112 Avg Close $11.42 Range $10.32 - $12.38
Q2 2014
Shares 322,100 Value ($000) $3,955 Avg Close $11.95 Range $11.47 - $12.41
Q1 2014
Shares 180,100 Value ($000) $2,095 Avg Close $12.36 Range $11.20 - $13.67
Q4 2013
Shares 172,462 Value ($000) $2,188 Avg Close $13.25 Range $12.43 - $14.12
Q3 2013
Shares 176,747 Value ($000) $2,300 Avg Close $13.51 Range $12.57 - $14.75