TRANSALTA CORP

Ticker: TAC CUSIP: 89346D107 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 316,600 Value ($000) $3,062 Avg Close $6.68 Range $5.89 - $7.68

Q3 2020

Shares 336,600 Value ($000) $2,757 Avg Close $6.27 Range $5.72 - $6.71

Q2 2020

Shares 303,000 Value ($000) $2,439 Avg Close $5.75 Range $4.81 - $6.73

Q4 2017

Shares 240,050 Value ($000) $1,788 Avg Close $5.95 Range $5.41 - $6.40

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	316,600	$3,062	$6.68	$5.89 - $7.68
Q3 2020	336,600	$2,757	$6.27	$5.72 - $6.71
Q2 2020	303,000	$2,439	$5.75	$4.81 - $6.73
Q4 2017	240,050	$1,788	$5.95	$5.41 - $6.40