TRISTATE CAP HLDGS INC

CUSIP: 89678F100 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 19,234 Value ($000) $639 Avg Close — Range —
Q4 2021
Shares 72,144 Value ($000) $2,183 Avg Close — Range —