TURNING PT BRANDS INC

Ticker: TPB CUSIP: 90041L105 Class: COMMON STOCK

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 90,000 Value ($000) $1,530,000 Avg Close $16.11 Range $14.45 - $17.81
Q2 2017
Shares 116,211 Value ($000) $1,783,000 Avg Close $15.98 Range $14.85 - $18.05
Q1 2017
Shares 145,393 Value ($000) $2,268,000 Avg Close $13.55 Range $12.03 - $15.87
Q4 2016
Shares 147,135 Value ($000) $1,802,000 Avg Close $13.27 Range $11.67 - $15.85
Q3 2016
Shares 147,135 Value ($000) $1,769,000 Avg Close $11.96 Range $8.67 - $16.14
Q2 2016
Shares 158,600 Value ($000) $1,629,000 Avg Close $9.87 Range $6.46 - $12.10