TWO RDS SHARED TR

Ticker: AFIF CUSIP: 90214Q766 Class: Fixed Income ETF

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 434 Value ($000) $4 Avg Close — Range —
Q1 2019
Shares 7,734 Value ($000) $77 Avg Close — Range —
Q4 2018
Shares 7,734 Value ($000) $77 Avg Close — Range —