UBS PFD TR IV

CUSIP: 90263W201 Class: EQPFD

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 66,066 Value ($000) $1,262 Avg Close — Range —
Q3 2014
Shares 144 Value ($000) $3 Avg Close — Range —
Q2 2014
Shares 72 Value ($000) $1 Avg Close — Range —