UBS AG JERSEY BRH

CUSIP: 902641778 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 11,154 Value ($000) $131 Avg Close — Range —
Q4 2015
Shares 10,854 Value ($000) $130 Avg Close — Range —
Q2 2014
Shares 70,547 Value ($000) $1,524 Avg Close — Range —
Q1 2014
Shares 71,770 Value ($000) $1,527 Avg Close — Range —