UBS AG JERSEY BRH

CUSIP: 902641778 Class: CMN

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 1,250 Value ($000) $20 Avg Close — Range —
Q2 2014
Shares 1,250 Value ($000) $27,010 Avg Close — Range —