UBS AG LONDON BRANCH

CUSIP: 902677780 Class: NT LKD 24

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 648 Value ($000) $150 Avg Close — Range —
Q4 2019
Shares 156 Value ($000) $52 Avg Close — Range —