UBS AG

CUSIP: 90270KAW9 Class: MTNF 2/1

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 41,000 Value ($000) $53 Avg Close — Range —
Q4 2017
Shares 24,000 Value ($000) $33 Avg Close — Range —
Q3 2017
Shares 22,000 Value ($000) $28 Avg Close — Range —
Q2 2017
Shares 22,000 Value ($000) $27 Avg Close — Range —
Q1 2017
Shares 22,000 Value ($000) $25 Avg Close — Range —
Q4 2016
Shares 67,000 Value ($000) $73 Avg Close — Range —
Q3 2016
Shares 22,000 Value ($000) $24 Avg Close — Range —
Q2 2016
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q1 2016
Shares 11,000 Value ($000) $12 Avg Close — Range —
Q4 2015
Shares 59,000 Value ($000) $63 Avg Close — Range —
Q3 2015
Shares 21,000 Value ($000) $21 Avg Close — Range —
Q1 2015
Shares 13,000 Value ($000) $12 Avg Close — Range —
Q3 2014
Shares 5,000 Value ($000) $5 Avg Close — Range —
Q2 2014
Shares 11,000 Value ($000) $11 Avg Close — Range —