UBS AG

CUSIP: 90270KAW9 Class: MTNF 2/1

Cerity Partners LLC's Holding History (CIK: 0001566475)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 22,432 Value ($000) $396 Avg Close — Range —
Q3 2017
Shares 34,675 Value ($000) $595 Avg Close — Range —
Q1 2017
Shares 21,524 Value ($000) $343 Avg Close — Range —