UBS AG LONDON BRH

CUSIP: 90270L842 Class: ETRACS MTH 2XLV

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 56,148 Value ($000) $862 Avg Close — Range —
Q3 2015
Shares 178,250 Value ($000) $2,763 Avg Close — Range —
Q2 2015
Shares 49,600 Value ($000) $1,004 Avg Close — Range —