UBS AG LONDON BRANCH

Ticker: BDCZ CUSIP: 90274D416 Class: ETRACS MARKETVEC

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 33,103 Value ($000) $537 Avg Close — Range —
Q2 2020
Shares 46,767 Value ($000) $654 Avg Close — Range —