UQM TECHNOLOGIES INC

CUSIP: 903213106 Class: CMN

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 10,000 Value ($000) $6 Avg Close — Range —
Q4 2015
Shares 10,000 Value ($000) $7 Avg Close — Range —
Q3 2015
Shares 10,000 Value ($000) $6 Avg Close — Range —
Q2 2015
Shares 10,000 Value ($000) $9 Avg Close — Range —
Q1 2015
Shares 10,000 Value ($000) $11 Avg Close — Range —
Q4 2014
Shares 10,000 Value ($000) $8 Avg Close — Range —
Q3 2014
Shares 10,000 Value ($000) $14 Avg Close — Range —
Q2 2014
Shares 10,000 Value ($000) $23 Avg Close — Range —
Q1 2014
Shares 10,000 Value ($000) $26 Avg Close — Range —
Q4 2013
Shares 10,000 Value ($000) $21 Avg Close — Range —