UQM TECHNOLOGIES INC

CUSIP: 903213106 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 20,015 Value ($000) $26 Avg Close — Range —
Q4 2017
Shares 20,646 Value ($000) $29 Avg Close — Range —
Q3 2017
Shares 23,224 Value ($000) $27 Avg Close — Range —
Q2 2017
Shares 22,966 Value ($000) $19 Avg Close — Range —
Q1 2017
Shares 22,966 Value ($000) $11 Avg Close — Range —
Q4 2016
Shares 22,829 Value ($000) $10 Avg Close — Range —
Q3 2016
Shares 22,829 Value ($000) $14 Avg Close — Range —
Q3 2015
Shares 12,785 Value ($000) $8 Avg Close — Range —
Q2 2015
Shares 11,188 Value ($000) $10 Avg Close — Range —
Q2 2014
Shares 26,894 Value ($000) $61 Avg Close — Range —
Q1 2014
Shares 29,582 Value ($000) $78 Avg Close — Range —
Q4 2013
Shares 22,858 Value ($000) $49 Avg Close — Range —
Q3 2013
Shares 21,500 Value ($000) $39 Avg Close — Range —
Q2 2013
Shares 21,500 Value ($000) $26 Avg Close — Range —