UQM TECHNOLOGIES INC

CUSIP: 903213106 Class: CMN

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 1,248,033 Value ($000) $2,059 Avg Close — Range —
Q1 2019
Shares 1,203,100 Value ($000) $1,985 Avg Close — Range —