UBER TECHNOLOGIES INC

CUSIP: 90353TAJ9 Class: NOTE 12/1

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 4,000 Value ($000) $3,376 Avg Close — Range —
Q3 2022
Shares 4,000 Value ($000) $3,314 Avg Close — Range —
Q2 2022
Shares 4,000 Value ($000) $3,211 Avg Close — Range —