APEXCM SMALL/MID CAP GROWTH

CUSIP: 90386H107 Class: APEXCM S/M GW

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 35,966 Value ($000) $581 Avg Close — Range —
Q3 2016
Shares 36,472 Value ($000) $581 Avg Close — Range —
Q2 2016
Shares 34,079 Value ($000) $507 Avg Close — Range —
Q1 2016
Shares 35,185 Value ($000) $518 Avg Close — Range —
Q4 2015
Shares 33,118 Value ($000) $524 Avg Close — Range —
Q3 2015
Shares 34,473 Value ($000) $517 Avg Close — Range —
Q2 2015
Shares 32,932 Value ($000) $567 Avg Close — Range —
Q1 2015
Shares 28,708 Value ($000) $483 Avg Close — Range —
Q4 2014
Shares 20,358 Value ($000) $330 Avg Close — Range —
Q3 2014
Shares 10,534 Value ($000) $168 Avg Close — Range —