UMPQUA HLDGS CORP

CUSIP: 904214103 Class: Common Stock

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 132,591 Value ($000) $2,490,000 Avg Close — Range —
Q3 2016
Shares 161,425 Value ($000) $2,429,000 Avg Close — Range —
Q2 2015
Shares 35,562 Value ($000) $640,000 Avg Close — Range —
Q1 2015
Shares 24,182 Value ($000) $415,000 Avg Close — Range —
Q4 2014
Shares 166,567 Value ($000) $2,833,000 Avg Close — Range —
Q3 2014
Shares 280,434 Value ($000) $4,619,000 Avg Close — Range —
Q1 2014
Shares 645,975 Value ($000) $12,041,000 Avg Close — Range —
Q4 2013
Shares 287,463 Value ($000) $5,502,000 Avg Close — Range —