UMPQUA HLDGS CORP

CUSIP: 904214103 Class: Common Stock

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 750 Value ($000) $13 Avg Close — Range —
Q2 2014
Shares 750 Value ($000) $13,438 Avg Close — Range —