UNITED GUARDIAN INC

Ticker: UG CUSIP: 910571108 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 4,367 Value ($000) $0 Avg Close $12.02 Range $10.12 - $14.63

Q3 2022

Shares 7,001 Value ($000) $79 Avg Close $14.66 Range $11.32 - $17.00

Q2 2022

Shares 5,401 Value ($000) $80 Avg Close $19.80 Range $14.65 - $26.09

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2022	4,367	$0	$12.02	$10.12 - $14.63
Q3 2022	7,001	$79	$14.66	$11.32 - $17.00
Q2 2022	5,401	$80	$19.80	$14.65 - $26.09