UNITED TECHNOLOGIES CORP

CUSIP: 913017109 Class: COM

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 34,000 Value ($000) $3,772 Avg Close — Range —
Q4 2013
Shares 7,000 Value ($000) $797 Avg Close — Range —