UNITED TECHNOLOGIES CORP

CUSIP: 913017109 Class: COM

Westend Capital Management, LLC's Holding History (CIK: 0001331997)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 2,525 Value ($000) $257 Avg Close — Range —
Q2 2016
Shares 2,585 Value ($000) $265 Avg Close — Range —