UNITED TECHNOLOGIES CORP

CUSIP: 913017109 Class: COM

RiverFront Investment Group, LLC's Holding History (CIK: 0001469751)

Note: Option positions (PUT/CALL) are excluded.

Q2 2011
Shares 104,892 Value ($000) $9,284 Avg Close — Range —
Q1 2011
Shares 103,948 Value ($000) $8,799 Avg Close — Range —
Q4 2010
Shares 98,901 Value ($000) $7,785 Avg Close — Range —
Q3 2010
Shares 94,442 Value ($000) $6,727 Avg Close — Range —
Q2 2010
Shares 93,760 Value ($000) $6,086 Avg Close — Range —
Q1 2010
Shares 86,192 Value ($000) $6,345 Avg Close — Range —
Q4 2009
Shares 207,702 Value ($000) $14,417 Avg Close — Range —
Q3 2009
Shares 206,833 Value ($000) $12,602 Avg Close — Range —
Q2 2009
Shares 117,899 Value ($000) $6,126 Avg Close — Range —
Q1 2009
Shares 85,190 Value ($000) $3,661 Avg Close — Range —
Q4 2008
Shares 52,343 Value ($000) $2,806 Avg Close — Range —