UNITED TECHNOLOGIES CORP

CUSIP: 913017109 Class: COM

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 3,328 Value ($000) $314 Avg Close — Range —
Q4 2019
Shares 4,185 Value ($000) $627 Avg Close — Range —
Q3 2019
Shares 3,431 Value ($000) $468 Avg Close — Range —
Q2 2019
Shares 3,461 Value ($000) $451 Avg Close — Range —
Q1 2019
Shares 4,231 Value ($000) $545 Avg Close — Range —
Q4 2018
Shares 3,323 Value ($000) $354 Avg Close — Range —
Q3 2018
Shares 3,136 Value ($000) $438 Avg Close — Range —
Q2 2018
Shares 3,349 Value ($000) $419 Avg Close — Range —
Q1 2018
Shares 3,293 Value ($000) $414 Avg Close — Range —