UNITED TECHNOLOGIES CORP

CUSIP: 913017109 Class: COM

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,434 Value ($000) $151 Avg Close — Range —
Q2 2014
Shares 942 Value ($000) $109 Avg Close — Range —