UNITED TECHNOLOGIES CORP

CUSIP: 913017109 Class: COM

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 10,704 Value ($000) $1,603 Avg Close — Range —
Q3 2019
Shares 9,922 Value ($000) $1,355 Avg Close — Range —