UNITED TECHNOLOGIES CORP

CUSIP: 913017117 Class: CMN

MACKAY SHIELDS LLC's Holding History (CIK: 0000061227)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 627,463 Value ($000) $35,953 Avg Close — Range —
Q1 2015
Shares 633,249 Value ($000) $38,971 Avg Close — Range —
Q4 2014
Shares 639,780 Value ($000) $39,237 Avg Close — Range —
Q3 2014
Shares 275,580 Value ($000) $16,229 Avg Close — Range —
Q2 2014
Shares 93,257 Value ($000) $6,079 Avg Close — Range —
Q1 2014
Shares 816,687 Value ($000) $54,496 Avg Close — Range —
Q4 2013
Shares 818,356 Value ($000) $53,469 Avg Close — Range —
Q3 2013
Shares 841,330 Value ($000) $54,934 Avg Close — Range —
Q2 2013
Shares 845,921 Value ($000) $50,221 Avg Close — Range —