UNITED TECHNOLOGIES CORP

CUSIP: 913017117 Class: CMN

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 75 Value ($000) $4 Avg Close — Range —
Q1 2015
Shares 80 Value ($000) $5 Avg Close — Range —
Q4 2014
Shares 260 Value ($000) $16 Avg Close — Range —
Q3 2014
Shares 180 Value ($000) $11 Avg Close — Range —