UNITED TECHNOLOGIES CORP

CUSIP: 913017117 Class: CMN

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 463,105 Value ($000) $26,536 Avg Close — Range —
Q1 2015
Shares 559,842 Value ($000) $34,453 Avg Close — Range —
Q4 2014
Shares 863,052 Value ($000) $53,213 Avg Close — Range —
Q3 2014
Shares 1,077,752 Value ($000) $63,578 Avg Close — Range —
Q2 2014
Shares 914,352 Value ($000) $54,934 Avg Close — Range —
Q1 2014
Shares 835,717 Value ($000) $55,749 Avg Close — Range —
Q4 2013
Shares 809,717 Value ($000) $53,309 Avg Close — Range —
Q3 2013
Shares 681,515,000 Value ($000) $44,354 Avg Close — Range —
Q2 2013
Shares 588,786 Value ($000) $34,950 Avg Close — Range —