UNITED TECHNOLOGIES CORP

CUSIP: 913017117 Class: CMN

Nicholas Investment Partners, LP's Holding History (CIK: 0001389574)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 50,320 Value ($000) $3,097 Avg Close — Range —
Q4 2014
Shares 50,320 Value ($000) $3,086 Avg Close — Range —
Q3 2014
Shares 50,320 Value ($000) $2,963 Avg Close — Range —
Q2 2014
Shares 50,320 Value ($000) $3,280 Avg Close — Range —
Q1 2014
Shares 34,320 Value ($000) $2,284 Avg Close — Range —
Q4 2013
Shares 34,320 Value ($000) $2,247 Avg Close — Range —
Q3 2013
Shares 62,520 Value ($000) $4,051 Avg Close — Range —
Q2 2013
Shares 48,200 Value ($000) $2,861 Avg Close — Range —