UNITED TECHNOLOGIES CORP

CUSIP: 913017117 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 3,076 Value ($000) $201 Avg Close — Range —
Q1 2014
Shares 3,076 Value ($000) $205 Avg Close — Range —
Q4 2013
Shares 4,913 Value ($000) $322 Avg Close — Range —
Q3 2013
Shares 4,101 Value ($000) $261 Avg Close — Range —
Q2 2013
Shares 3,755 Value ($000) $223 Avg Close — Range —