UNIV OF MA 5.000% 5/01/16

CUSIP: 914440HN5 Class: MUNI BDS-FIXED NON TAXABLE

Lumbard & Kellner, LLC's Holding History (CIK: 0001602476)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 50,000 Value ($000) $50 Avg Close — Range —
Q4 2015
Shares 50,000 Value ($000) $51 Avg Close — Range —
Q3 2015
Shares 50,000 Value ($000) $51 Avg Close — Range —
Q2 2015
Shares 50,000 Value ($000) $52 Avg Close — Range —
Q1 2015
Shares 50,000 Value ($000) $53 Avg Close — Range —
Q4 2014
Shares 50,000 Value ($000) $53 Avg Close — Range —
Q3 2014
Shares 50,000 Value ($000) $54 Avg Close — Range —
Q2 2014
Shares 50,000 Value ($000) $55 Avg Close — Range —