UROPLASTY INC

CUSIP: 917277204 Class: COM NEW

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 12,571 Value ($000) $34 Avg Close — Range —
Q1 2014
Shares 13,827 Value ($000) $50 Avg Close — Range —
Q4 2013
Shares 10,685 Value ($000) $29 Avg Close — Range —
Q3 2013
Shares 10,051 Value ($000) $33 Avg Close — Range —
Q2 2013
Shares 10,051 Value ($000) $21 Avg Close — Range —