US BANK CAPITAL IX 3.57778 4/15/49

CUSIP: 91731KAA8 Class: CORPORATE BONDS AND NOTES

SUN LIFE FINANCIAL INC's Holding History (CIK: 0001097362)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 425 Value ($000) $500,000 Avg Close — Range —

Q2 2016

Shares 500,000 Value ($000) $409 Avg Close — Range —

Q1 2016

Shares 500,000 Value ($000) $370 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	425	$500,000	—	—
Q2 2016	500,000	$409	—	—
Q1 2016	500,000	$370	—	—