USB CAPITAL IX VAR 99 DUE 12/3

CUSIP: 91731kaa8 Class: COM

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 1,419,000 Value ($000) $1,286 Avg Close — Range —
Q1 2018
Shares 1,419,000 Value ($000) $1,281 Avg Close — Range —
Q4 2017
Shares 1,419,000 Value ($000) $1,284 Avg Close — Range —
Q3 2017
Shares 2,419,000 Value ($000) $2,154 Avg Close — Range —
Q2 2017
Shares 2,826,000 Value ($000) $2,509 Avg Close — Range —
Q1 2017
Shares 2,826,000 Value ($000) $2,402 Avg Close — Range —
Q4 2016
Shares 2,826,000 Value ($000) $2,321 Avg Close — Range —
Q3 2016
Shares 2,826,000 Value ($000) $2,420 Avg Close — Range —
Q2 2016
Shares 2,832,000 Value ($000) $2,315 Avg Close — Range —
Q1 2016
Shares 2,832,000 Value ($000) $2,096 Avg Close — Range —