VALE S A

CUSIP: 91912E204 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 3,110 Value ($000) $29 Avg Close — Range —
Q2 2017
Shares 177,652 Value ($000) $1,448 Avg Close — Range —
Q1 2017
Shares 178,096 Value ($000) $1,600 Avg Close — Range —
Q4 2016
Shares 177,957 Value ($000) $1,226 Avg Close — Range —
Q3 2016
Shares 266,606 Value ($000) $1,256 Avg Close — Range —
Q2 2016
Shares 195,915 Value ($000) $786 Avg Close — Range —
Q1 2016
Shares 245,177 Value ($000) $765 Avg Close — Range —
Q4 2015
Shares 260,973 Value ($000) $665 Avg Close — Range —
Q3 2015
Shares 228,135 Value ($000) $765 Avg Close — Range —
Q2 2015
Shares 284,704 Value ($000) $1,438 Avg Close — Range —
Q1 2015
Shares 286,973 Value ($000) $1,393 Avg Close — Range —
Q4 2014
Shares 295,613 Value ($000) $2,146 Avg Close — Range —
Q3 2014
Shares 485,736 Value ($000) $4,716 Avg Close — Range —
Q2 2014
Shares 461,489 Value ($000) $5,492 Avg Close — Range —
Q1 2014
Shares 497,224 Value ($000) $6,190 Avg Close — Range —
Q4 2013
Shares 688,115 Value ($000) $9,641 Avg Close — Range —
Q3 2013
Shares 911,408 Value ($000) $12,951 Avg Close — Range —
Q2 2013
Shares 892,360 Value ($000) $10,849 Avg Close — Range —