VAN ECK GLOBAL HARD ASSETS - A

Ticker: GHAAX CUSIP: 921075750 Class: COMMON

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 8,745 Value ($000) $3,401 Avg Close — Range —
Q3 2014
Shares 8,692 Value ($000) $425 Avg Close — Range —