VANECK ETF TRUST

Ticker: GDX CUSIP: 92189F106 Class: GOLD MINERS ETF

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 105,594 Value ($000) $2,356 Avg Close — Range —
Q1 2018
Shares 135,594 Value ($000) $2,980 Avg Close — Range —
Q4 2017
Shares 135,594 Value ($000) $3,151 Avg Close — Range —
Q3 2017
Shares 135,594 Value ($000) $3,125 Avg Close — Range —
Q2 2017
Shares 135,594 Value ($000) $2,994 Avg Close — Range —
Q1 2017
Shares 209,517 Value ($000) $4,779 Avg Close — Range —
Q4 2016
Shares 209,517 Value ($000) $4,371 Avg Close — Range —
Q3 2016
Shares 209,517 Value ($000) $5,538 Avg Close — Range —
Q2 2016
Shares 209,517 Value ($000) $5,806 Avg Close — Range —