VANECK ETF TRUST

Ticker: GDX CUSIP: 92189F106 Class: GOLD MINERS ETF

Sargent Investment Group, LLC's Holding History (CIK: 0001766157)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 9,500 Value ($000) $278 Avg Close — Range —
Q3 2019
Shares 9,500 Value ($000) $254 Avg Close — Range —