VANECK ETF TRUST

Ticker: SHYD CUSIP: 92189F387 Class: COM

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 22,510 Value ($000) $567 Avg Close — Range —
Q3 2019
Shares 22,362 Value ($000) $563 Avg Close — Range —
Q2 2019
Shares 18,237 Value ($000) $457 Avg Close — Range —
Q1 2019
Shares 18,091 Value ($000) $446 Avg Close — Range —