VANECK ETF TRUST

Ticker: BIZD CUSIP: 92189F411 Class: BDC INCOME ETF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 24,303 Value ($000) $334 Avg Close — Range —
Q1 2019
Shares 27,747 Value ($000) $454 Avg Close — Range —
Q4 2018
Shares 211,795 Value ($000) $2,974 Avg Close — Range —
Q4 2017
Shares 10,517 Value ($000) $175 Avg Close — Range —