VANECK ETF TRUST

Ticker: PFXF CUSIP: 92189F429 Class: PREFERRED SECURT

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 20,147 Value ($000) $386 Avg Close — Range —
Q2 2020
Shares 64,987 Value ($000) $1,183 Avg Close — Range —
Q1 2020
Shares 72,858 Value ($000) $1,202 Avg Close — Range —