VANECK ETF TRUST

Ticker: PFXF CUSIP: 92189F429 Class: PREFERRED SECURT

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 229 Value ($000) $4 Avg Close — Range —
Q4 2018
Shares 247 Value ($000) $4 Avg Close — Range —