VANECK ETF TRUST

Ticker: FLTR CUSIP: 92189F486 Class: IG FLOATING RATE

Vivaldi Capital Management LP's Holding History (CIK: 0001682021)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 9,050 Value ($000) $229 Avg Close — Range —
Q3 2019
Shares 10,050 Value ($000) $254 Avg Close — Range —
Q2 2019
Shares 23,374 Value ($000) $589 Avg Close — Range —
Q1 2019
Shares 41,684 Value ($000) $1,049 Avg Close — Range —
Q4 2018
Shares 58,589 Value ($000) $1,447 Avg Close — Range —