VANECK ETF TRUST

Ticker: SMB CUSIP: 92189F528 Class: VANECK SHRT MUNI

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 18 Value ($000) $0 Avg Close — Range —
Q4 2017
Shares 7,910 Value ($000) $136 Avg Close — Range —
Q3 2017
Shares 9,339 Value ($000) $164 Avg Close — Range —